We work with:

Financial Services    Broker/Dealers    Custodians    Support Services   Non-Profits

We help Financial Service institutions better interface with their Financial Reps (advisors), Member Firms and/or Selling Representatives through a thorough evaluative process that studies all aspects of the relationship. We offer detailed recommendations based on exhaustive research into the systems, processes, people and culture of your organization. We then help you improve your relationships through supporting the implementation of changes that will positively affect communications, technology use, procedures and satisfaction levels of both your organization and the people you serve.

Financial Services

We offer a variety of consulting services that can be customized to fit the needs of your organization.

 Broker/Dealers

Typically, broker/dealers face increasing demands for services amid shrinking profits. We offer an outsource solution that can be private labeled and offered to your advisor reps. Additionally, we work directly with the institutions to improve overall efficiency in the delivery of in-house services. To learn more, click here!

Custodians

The issue with custodians and, for that matter, any company that deals with financial advisory practices, is communications. Finding more efficient ways to communicate with advisors is paramount in importance. We help you deliver efficient communications while mindful of the need to retain the personal touch.

Support Services

Software vendors, insurance providers, marketing companies and more need to better understand the needs of the clients they are trying to deal with. We can help bridge the gap between what you do and what the advisors need.

Non-Profit Institutions

We offer comprehensive fiduciary consulting services to non-profit organizations that handle the public’s money through a thorough evaluation of the institution and its policies. We also will help construct and manage the institution’s Investment Policy Statement(s) and their fiduciary standards of care. We provide training for the boards of foundations, trusts, endowments and other non-profit institutions.

For more information, please contact us!